SYMBOLIC INTERACTIONISM AS DEFINED BY HERBERT BLUMER
Herbert Blumer, originator of the term "symbolic
interactionism," had a profound effect on social theory and methodology. A
respected critic and devotee of George Herbert Mead, Blumer expounded with
fervour on the importance of meaning to the individual as an acting entity, the
primacy of direct empirical observation as a methodology, and the centrality of
the "definition of the situation" introduced by W. I. Thomas. Blumer’s thought
was also heavily influenced by John Dewey, the noted Pragmatist. This discussion
of Blumer’s thought will be preceded by a brief overview of both Dewey’s and
Mead’s main ideas, from which Blumer’s were largely drawn. The overview of
Blumer’s contributions will touch on the premises underlying Symbolic
Interactionism, follow with an exploration of what Blumer called the "root
images" of Symbolic Interactionism, and conclude with a few remarks about
Blumer’s assertions regarding methodology as it relates to empirical science.
Philosophy is the bedrock upon which any discipline is
built. Blumer’s thought is shot through with the ideas of John Dewey. Dewey
rejected the philosophical quest for certainty and what he called the "spectator
theory" of knowledge -- that being the idea that thinking refers to fixed things
in nature (i.e., the notion that for each idea there is a corresponding thing in
reality). Further, Dewey insisted that human beings are best understood in
relation to their environment and supported the practical turn of philosophy. Of
chief importance in understanding his influence on Herbert Blumer is Dewey’s
stress on the dynamic interaction between Man -- as a biological organism - and
the natural world. For Dewey, the goal of thought was an adjustment between Man
and his environment.
George Herbert Mead called his approach "social
behaviourism." Drawing on Dewey and Charles Cooley, Mead stressed "the conscious
mind and the self-awareness and self-regulation of social actors" (i.e., the
individual who performs an action). Mead saw the Self as emerging from the
social interaction of humans in which the individual takes on the role of the
"other" and internalizes the attitudes he perceives in both real and imagined
others. The interaction of an individual’s self-conception ("I") and the
generalized, perceived view that others have of the individual ("Me") is central
to Mead’s sociological viewpoint. Mead asserted that by continually "reflecting
on ourselves as others see us we become competent in the production and display
of social symbols." Mead also believed that, while human nature is part of
evolution and nature, the "importance of language and symbolic communication as
an aspect of this evolution is such as to free human action from natural
determinism."
Blumer described his discipline as follows: Symbolic Interactionism rests on three primary premises.
First, that human beings act towards things on the basis of the meanings those
things have for them, second that such meanings arise out of the interaction of
the individual with others, and third, that an interpretive process is used by
the person in each instance in which he must deal with things in his
environment.
It was Blumer’s perception that the first premise was
largely ignored, or at least down-played, by his contemporaries. If mentioned at
all, he asserted, meaning is relegated to the status of a causative factor or is
treated as a "mere transmission link that can be ignored in favour of the
initiating factors" by both sociologists and psychologists. Symbolic
Interactionism, however, holds the view that the central role in human behaviour
belongs to these very meanings which other viewpoints would dismiss as
incidental.
As to the second premise, Blumer identified two
traditional methods for accounting for the derivation of meaning and highlights
how they differ from the Interactionist approach. First, meaning is taken to be
innate to the object considered (i.e., it inheres in the objective
characteristics of the object). In this view, meaning is given and no process is
involved in forming an understanding of it, one need only recognize what is
already there. Second, meaning is taken to be the cumulative "psychical
accretion" of perceptions carried by the perceiver for whom the object has
meaning. "This psychical accretion is treated as being an expression of
constituent elements of the person’s psyche, mind, or psychological
organization." The constituents of the individual’s psychological makeup that go
to form meaning, then, are all of the sensory and attitudinal data that the
person brings to the instance of meaning formation with her.
In marked contradistinction to these viewpoints, Social
Interactionism holds that meaning arises out of the "process of interaction
between people. The meaning of a thing for a person grows out of the ways in
which other persons act toward the person with regard to the thing," which is to
say that the actions of others are instrumental in the formation of meaning for
any given individual and in regard to any specific object.
The third premise further distinguishes Symbolic
Interactionism from other schools of thought, insofar as it is the actual
process of interpretation that is primary to Blumer’s explication of the
formation of meaning. The other points of view, he avers, view the uses of
meaning as being simply the calling upon and application to specific situations
of previously established meanings. Blumer insisted that the interpretive
process and the context in which it is done are a vital element in the person’s
use of meaning and formation thereof.
This process has two distinct steps. First, the actor
indicates to himself the things toward which he is acting; he has to point out
to himself the things that have meaning. The making of such indications is an
internalized social process in that the actor is interacting with himself. This
interaction with himself is something other than an interplay of psychological
elements; it is an instance of the person engaging in a process of communicating
with himself. Second, by virtue of this process of communicating with himself,
interpretation becomes a matter of handling meanings. The actor selects, checks,
suspends, regroups, and transforms meanings in the light of the situation in
which he is placed and the direction of his action.
This being the case, interpretation is vastly more
important than a simple application of previously integrated meanings, but is,
rather, an active process of formulation, reconsideration, and revision. "Like
other Pragmatists, Blumer has insisted that the meanings of objects are
primarily a property of behaviour and depend only secondarily upon the intrinsic
character of the objects themselves. Meanings, furthermore, are constructed and
re-affirmed in social interaction; they are shaped largely by the actual and
anticipated responses of others." Meanings, for Blumer, are a dynamic part of
any action through this self-interactive process.
Resting upon the three premises are a large body of
basic ideas, what Blumer thought of as "root images.... These root images refer
to and depict the nature of the following matters: human groups or societies,
social interaction, objects, the human being as an actor, human action, and the
interconnection of the lines of action." Taken in sum, these "images" constitute
the foundation of the Social Interactionist view of human conduct and human
society and form the skeleton around which Interactionist theory and
interpretation is built. What follows is a brief description of each of these
ideas, as explicated by Blumer himself.
Human Groups Or Societies are defined as
being composed of human beings engaged in all the varied actions which they
perform as they move through life and encounter one another and the massive
array of situations imposed on them. Action may be taken by an individual,
collectively, on behalf of others, or as the representative for an individual or
group of others. However, action remains the property of the individual and is
carried out in light of the current situational context in which the individual
carries out the action.
This characterization of human society existing in
action is the starting point from which social interactionism views human
conduct. "A cardinal principle of symbolic interactionism is that any
empirically oriented scheme of human society, however derived, must respect the
fact that in the first and last instances human society consists of people
engaging in action. To be empirically valid the scheme must be consistent with
the nature of the social action of human beings."
The term Social Interaction presupposes
that group life consists of interaction between members of a group (i.e.,
society consists in the interaction of individual human beings). While other
schools of sociological thought treat the actual interaction of individuals as a
medium or conduit along which other causative factors are channeled to produce
behaviour, it is in the interactions themselves, seen as they are as a process,
that Blumer places primary importance in the formation of human behaviour and,
as described above, the formation of the meanings that underlie behaviour. The
actions of others must be constantly considered in the decision-making process
of the individual; thus it is the interaction -- real or imagined -- with those
others that is the first and most important determinant of the behaviour of the
individual.
Objects retain empirical reality outside
of the process of social interaction but the significance of their relationship
to human conduct is nonetheless a byproduct of interaction with others. Blumer
devotes considerable energy to decrying ‘pure idealism’ and insists that, while
reality is indeed comprised of the experiences of human beings, nevertheless,
reality cannot be sought exclusively within the thoughts and images of human
beings. The "empirical world can ‘talk back’ to our pictures of it or assertions
about it -- talk back in the sense of challenging and resisting, or not bending
to, our images or conceptions of it. This resistance gives the empirical world
an obdurate character that is the mark of reality."
That said, Blumer distinguishes three classes of
objects: 1) physical objects; 2) social objects; and 3) abstract objects. The
environment in which a person conducts her life can consist only of the objects
that have acquired meaning for her. The nature of this environment, on the other
hand, is comprised of the content of those meanings. So, two persons living in
largely similar physical environs may have subjectively different ‘actual’
environments.
Since a human being is an acting organism,
therefore persons must be constituted such that they can interact with others,
both on the non-symbolic level and in the sense of making indications as to
their intended actions and interpreting the indications they perceive others as
making. Blumer emphasizes the assertion, first made by G.H. Mead, that to do
this the individual must possess a Self -- a recognizable object of one’s own
actions. Just as is the case with other objects, it must be noted, "the
‘self-object’ emerges from the process of social interaction in which other
people are defining a person to himself." Further, the possession of a Self
enables the person to perform the all-important interaction with himself that
Mead identified as the crux of the formation of social skills and which Blumer
calls making indications to oneself -- in fact, Blumer says, this process of
making indications to the Self is the distinguishing characteristic of
consciousness.
The nature of human action follows from
the ability to make indications to the Self. This facility allows the human
being to engage the world as one who interprets it and forms decisions upon
which to act from that interpretation rather than simply responding
automatically to the environment bases on instinctually-given rules inherent in
the organism’s makeup. "He has to cope with the situations in which he is called
on to act, ascertaining the meaning of the actions of others and mapping out his
own line of action in the light of this interpretation." The ‘objects’
confronted which must be taken into account, it should be noted, include not
only physical objects, but the social and abstract objects that comprise the
rest of the individual’s perceived reality, as well.
The interlinkages of human actions are the
building blocks of human group life. It is the process of corresponding these
lines of individual action to those of others that best characterizes human
society. The ability to do this allows for ‘joint actions’ which are consciously
entered into and which can then be referred to without the necessity of
segregating out the various individual actions that make them up or identifying
the individuals who perform them. Thus, it is actually the articulation of lines
of action to the Self, an ability that distinguished human action from that of
other species, which gives rise to the collective actions that serve to
distinguish human society.
Blumer points out that This distinction allows for Social Interaction, which
concerns itself primarily with micro-level actions of individuals and small
groups, to account for the macro-level phenomena which arise out of the actions
of those individuals by re-asserting that all action begins in the interpretive
process of the individual.
"Empirical science," Blumer avers, "is an enterprise
that seeks to develop images and conceptions that can successfully handle and
accommodate the resistance offered by the empirical world under study." Blumer
decries the notion that the empirical world has an im-mutable character the
discovery of which is the purpose of empirical study. Rather, he asserts that
each new scientific discovery reveals a new vision of reality which demands that
previously held conceptions be completely revised.
In Blumer’s judgment the So, methodology, for Blumer, encompasses the entire
scientific endeavour to understand the empirical world and not just subjectively
important aspects thereof. Further, each and every aspect of that endeavour must
conform to "obdurate" reality, which implies that methods are subject to testing
by reality and subsistent upon it. Also, it is the empirical world that
maintains final arbitrary authority in regard to the veracity of any account of
it, not any model upon which a scientific inquiry is based.
Blumer recounts these fundamental principles of the
scientific method to support his assertion that only Social Interaction meets
the test of truly scientific procedure, as compared to other schools of
sociological thought which rely on more indirect methods of observation. That
the adherents of those schools believe that they are not only observing the
empirical world and in what they believe to be the only proper fashion (i.e., in
conformity with previously established scientific procedure), is not lost on
Blumer. He avers, however, that only social interaction’s methodology yields a
true, direct observation.
Blumer defines the social world as "the actual group
life of human beings" and asserts that very few research scientists will have
much direct, firsthand knowledge of the social worlds they choose to study and
that, therefore, any conception the researcher forms of that world prior to
conducting a study of it will necessarily be limited and that stereotypical
images will automatically enter into any model subsequently used as the basis of
that study. This being the case, only the penetrating and familiarity-breeding
methods of deep personal immersion in the world under study can yield data which
is not biased by the (inherently faulty) model used to interpret it. Thus,
Blumer stresses the vital importance of involved exploratory study of the
micro-level phenomena that comprise any social world to be studied.
This last subject best displays one of the principal
characteristics of Blumer’s writing: its polemicism. There is an overarching
tendency in Blumer’s accounts of his theories to attack his detractors in the
midst of explaining his own point of view. No attention is given in his
discussion of the faults of other methods of inquiry to the danger that direct,
interpersonal observation may also skew the data collected by the presence of
the researcher, for instance, but each time he seeks to describe an aspect of
Social Interactionism, he includes an assertion as to why that viewpoint is
superior to one not in agreement with it. His cautions as to the dangers of
forming theoretical models from incomplete data, deserve careful consideration
and serve to point to one of the chief difficulties of engaging in social
research.
Social Interactionism, then, comprises a micro-level
framework for studying social phenomenon not afforded by other majour schools of
sociological thought. Blumer places his principal emphasis on the process of
interaction in the formation of meanings to the individual. He proceeds to place
those meanings in the central role in explaining and accounting for human
behaviour. Resting on this theoretical foundation are several "root images" of
the nature of human social action and their relationship to the process of
meaning formation. Out of these "images" derives a natural and useful research
methodology -- which, it must be noted, is not entirely free of potential to
distort the data collected by means of it -- that involves personal immersion
into the world the researcher wishes to study in order to assure that the most
direct possible observation of that world can be made.
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